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Comments received during the public consultation phase of the proposed Technical Guide on the authorisation procedure for new firms to speed up processes 30/09/2019
The CNMV submits for public consultation a Technical Guide on the authorisation procedure for new firms to speed up processes 30/09/2019
Comments received during the public consultation phase on the proposal to amend Circular 1/2017, of 26 April, of the Spanish National Securities Market Commission on liquidity contracts 14/07/2019
Public consultation for the proposed Technical Guide on the performance of ancillary activities by investment firms 23/04/2019
Comments received during the phase for public consultation on the proposed Technical Guide on Nomination and Remuneration Committees 20/12/2018
Public consultation on the proposed Technical Guide on Nomination and Remuneration Committees 20/12/2018
Public consultation on the CNMV proposal for intervention measures on binary options and financial contracts for differences 30/11/2018
Draft Circular by which Circulars 1/2010 and 7/2008 are ammended 27/07/2018
Draft CNMV Circular amending CNMV Circular 2/2011, of 9 June, on information on foreign collective investment schemes registered with the CNMV. 16/10/2017
Draft Circular on the obligations of investment firms regarding disclosure through their websites in relation to corporate governance and remuneration policy, amending CNMV Circular 7/2008, of 26 November 10/10/2017
Proposal for a Technical Guidelines for the assessment of the knowledge and competence of persons giving information and advice 10/05/2017
Public Consultation on liquidity contracts as accepted market practice in accordance with Regulation (EU) 596/2014 on market abuse 06/11/2015