As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 709 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
29/03/2006
  • MERIT CAPITAL GROUP
A warning PDF of date 29/03/2006 (new window) SFC (HONG KONG) 
28/11/2007
  • MERIT CAPITAL MANAGEMENT INC
  • WWW.MERITCAPITALMANAGEMENT.COM
  • WWW.MERITCAPITAL.NET
A warning PDF of date 28/11/2007 (new window) SFSA (SUECIA) 
28/09/2022
  • MERIT KAPITAL / MERIT FIXED INCOME FUND LIMITED (CLONE)
A warning PDF of date 28/09/2022 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA HA CLONADO LOS DATOS DE ENTIDADES LEGÍTIMAMENTE REGISTRADAS EN IRLANDA Y AUTORIZADAS POR CYSEC
09/08/2017
  • MERIT LOANS (CLON)
  • WWW.MERITLOANS.CO.UK
A warning PDF of date 09/08/2017 (new window) FCA (REINO UNIDO) 
18/11/2020
  • MERITKAPITAL.CO (CLON)
  • WWW.MERITKAPITAL.CO
A warning PDF of date 18/11/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA MERITKAPITAL UK LIMITED
28/10/2020
  • MERITKAPITAL.CO (CLON)
  • WWW.MERITKAPITAL.CO
A warning PDF of date 28/10/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA MERITKAPITAL UK LIMITED NI CON MERITKAPITAL LTD
18/07/2007
  • MERKATER BUSINESS COMPANY
A warning PDF of date 18/07/2007 (new window) NAFM (PAISES BAJOS) 
12/12/2012
  • MERKEL FINANCIAL INCORPORATED
  • HTTP://MERKELFINANCIALINC.COM
A warning PDF of date 12/12/2012 (new window) FSA (REINO UNIDO) 
03/02/2021
  • MERKELL TRAS GROUP LIMITED (OPERANDO COMO MERKELL GROUP)
  • WWW.MERKELLGROUP.COM
A warning PDF of date 03/02/2021 (new window) FCA (REINO UNIDO) 
29/04/2020
  • MERRION STOCKBROKERS LTD (CLON)
  • WWW.MERRIONBROKERS.COM
  • WWW.MERRIONBROKERAGE.COM
  • WWW.THEMERRIONSTOCKBROKERS.COM
  • WWW.THEMERRION-STOCKBROKERS.COM
A warning PDF of date 29/04/2020 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.