As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 695 out of 1160
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
15/02/2017
  • WWW.SMARTBOTPRO.COM
A warning PDF of date 15/02/2017 (new window) CONSOB (ITALIA) 
08/02/2017
  • HANSA EQUITY SPA
  • WWW.HANSA-EQUITY.COM
A warning PDF of date 08/02/2017 (new window) CONSOB (ITALIA) 
08/02/2017
  • MARKETS CAPITAL LTD
  • WWW.PAYDAYOPTION.COM
A warning PDF of date 08/02/2017 (new window) CONSOB (ITALIA) 
08/02/2017
  • BROAD REACH INVESTMENTS (CLON)
  • WWW.BROADREACH-INVESTMENTS.COM
A warning PDF of date 08/02/2017 (new window) FCA (REINO UNIDO) 
08/02/2017
  • KEYSTONE MANAGEMENT LTD / KEYSTONE CAPITAL
  • WWW.KEYSTONE-CAPITAL.CO.UK
A warning PDF of date 08/02/2017 (new window) FCA (REINO UNIDO) 
08/02/2017
  • BLACKSMITH INVESTMENTS LIMITED
  • WWW.BLACKSMITHINVESTMENTS.CO.UK
A warning PDF of date 08/02/2017 (new window) FCA (REINO UNIDO) 
08/02/2017
  • THE FINANCE SOLUTIONS
  • WWW.THEFINANCESOLUTIONS.CO.UK
  • WWW.THEFINANCIALSOLUTIONS.CO.UK
A warning PDF of date 08/02/2017 (new window) FCA (REINO UNIDO) 
08/02/2017
  • AMBROSIA CAPITAL
A warning PDF of date 08/02/2017 (new window) FCA (REINO UNIDO) 
08/02/2017
  • HANSFORD / HANFORD AND ASSOCIATES
  • WWW.HANFORDLAW.COM
A warning PDF of date 08/02/2017 (new window) FCA (REINO UNIDO) 
01/02/2017
  • JJ MATTHIAS ASSET MANAGEMENT (CLON)
  • WWW.JJMATTHIAS.COM
A warning PDF of date 01/02/2017 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.