Alerts from foreign regulators. unauthorised entities
As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
Page 670 out of 1164
Search for Public warnings issued by foreign Securities Regulators
Date | Targeted companies | Document (English) | Regulator | Comments |
18/10/2017 |
-
FIVE WINDS ASSET MANAGEMENT / QW LIANORA SWISS CONSULTING SA / RELACIONADA: QUESTRA; ATLANTIC GLOBAL
|
| FSMA (BELGICA) | SE ADVIERTE DE SU RELACION CON LAS ENTIDADES YA ADVERTIDAS QUESTRA WORLD, QUESTRA HOLDINGS Y ATLANTIC GLOBAL ASSET MANAGEMENT. |
18/10/2017 |
-
SAMEDAY LOANS / SAME DAY LOANS (CLON)
-
WWW.SAMEDAY-LOANS.ORG.UK
|
| FCA (REINO UNIDO) | |
18/10/2017 |
-
FOREST ADVISORY SERVICE / FOREST HILL INVESTMENTS / FOREST HILL MANAGEMENT
-
WWW.FORESTHILLADVISORY.COM
|
| FCA (REINO UNIDO) | |
18/10/2017 |
|
| FCA (REINO UNIDO) | |
18/10/2017 |
-
AVALLON PATRIMOINE
-
WWW.AVALLON-PATRIMOINE.COM
|
| FSMA (BELGICA) | |
18/10/2017 |
-
TRADE INVEST 90
-
WWW.TRADEINVEST90.COM
|
| FSMA (BELGICA) | |
11/10/2017 |
-
ASTON WEALTH
-
WWW.ASTONWEALTH.COM
|
| FCA (REINO UNIDO) | |
11/10/2017 |
-
CHINATSU & PARTNERS
-
WWW.CHINATSUPARTNERS.COM
|
| FCA (REINO UNIDO) | |
11/10/2017 |
-
ELLIS AND TATE
-
WWW.ELLISANDTATE.COM
|
| FCA (REINO UNIDO) | |
11/10/2017 |
-
CHINATSU AND PARTNERS (JAPON)
|
| CBI (IRLANDA) | |
Consultation criteria: By type unauthorised entities.