As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 668 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
15/11/2017
  • LEVINE & LEVINE LAW SPECIALISTS
  • WWW.LEVINEANDLEVINELAWS.COM
A warning PDF of date 15/11/2017 (new window) FCA (REINO UNIDO) 
08/11/2017
  • SIX SWISS EXCHANGE LTD (CLON)
A warning PDF of date 08/11/2017 (new window) FCA (REINO UNIDO) 
08/11/2017
  • GET MY LOANS (CLON)
A warning PDF of date 08/11/2017 (new window) FCA (REINO UNIDO) 
08/11/2017
  • AMERGERIS WEALTH MANAGEMENT GROUP (CLON)
A warning PDF of date 08/11/2017 (new window) FCA (REINO UNIDO) 
08/11/2017
  • WILLIAMS BEACON ADVISORY LTD
  • WWW.WILLIAMS-BEACON.COM
A warning PDF of date 08/11/2017 (new window) AFM (PAISES BAJOS) 
02/11/2017
  • YF ASSET MANAGEMENT (CLON)
  • WWW.YFASSETMANAGEMENT.COM
A warning PDF of date 02/11/2017 (new window) FCA (REINO UNIDO) 
02/11/2017
  • BAKER HAMLIN
  • WWW.BAKERHAMLIN.COM
A warning PDF of date 02/11/2017 (new window) FCA (REINO UNIDO) 
02/11/2017
  • SPOT INVESTICIJE POSLOVNO SVETOVANJE
  • HTTP://SPOT-INVESTICIJE.COM/
A warning PDF of date 02/11/2017 (new window) SSMA (ESLOVENIA) 
02/11/2017
  • LE PAY BANK
  • WWW.LE-PAY.EU
A warning PDF of date 02/11/2017 (new window) CSSF (LUXEMBURGO) 
02/11/2017
  • CROWN MANAGERS
  • WWW.CROWNMANAGERS.COM
A warning PDF of date 02/11/2017 (new window) CSSF (LUXEMBURGO) 

Consultation criteria: By type unauthorised entities.