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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 600 out of 668
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
08/03/2006
  • OXFORD FINANCE & SECURITY SERVICES
  • WWW.OFSSNET.NET
A warning PDF of date 08/03/2006 (new window) FSC (ISLA DE MAN) 
08/03/2006
  • ASTON ROWE CONSULTING ADVISORY
A warning PDF of date 08/03/2006 (new window) FSC (ISLA DE MAN) 
08/03/2006
  • SINO OPTIONS TRADING LIMITED
  • WWW.SINO-OPTIONS.COM
A warning PDF of date 08/03/2006 (new window) SFC (HONG KONG) 
08/03/2006
  • DONAVAN & YUNG PARTNERS
  • WWW.DONAVANYUNG.COM
A warning PDF of date 08/03/2006 (new window) SFC (HONG KONG) 
08/03/2006
  • LEGEND MERCHANT GROUP INC
  • WWW.LEGENDMERCHANT.COM
A warning PDF of date 08/03/2006 (new window) NAFM (PAISES BAJOS (HOLANDA)) 
01/03/2006
  • NOVA CORPORATE SERVICES
A warning PDF of date 01/03/2006 (new window) SFC (HONG KONG) 
01/03/2006
  • IRVING HOROWITZ MERGERS AND ACQUISITIONS
A warning PDF of date 01/03/2006 (new window) SFC (HONG KONG) 
01/03/2006
  • INNOVA EQUITY
A warning PDF of date 01/03/2006 (new window) SFC (HONG KONG) 
01/03/2006
  • E.GOTRADE
A warning PDF of date 01/03/2006 (new window) SFC (HONG KONG) 
01/03/2006
  • APTFUND
  • WWW.APTFUND.COM
A warning PDF of date 01/03/2006 (new window) SFC (HONG KONG) 

Consultation criteria: By type unauthorised entities.