As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 598 out of 1160
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
06/03/2019
  • EUROPEAN CAPITAL MARKETS LTD (CLON)
  • WWW.EUROPEANCAPITALMARKETSLTD.COM
A warning PDF of date 06/03/2019 (new window) FCA (REINO UNIDO) 
06/03/2019
  • JT CAPITAL MARKETS
  • WWW.JTCAPITALMARKETS.COM
A warning PDF of date 06/03/2019 (new window) FCA (REINO UNIDO) 
06/03/2019
  • MORGAN & BERKELEY ASSOCIATES / MORGAN AND BERKELEY ASSOCIATES
  • WWW.MORGANANDBERKELEY.COM
A warning PDF of date 06/03/2019 (new window) FCA (REINO UNIDO) 
06/03/2019
  • GOLD FX TRADING/GFT (CLON)
  • HTTPS://WEB.GOLDFXTRADING.COM/
A warning PDF of date 06/03/2019 (new window) FCA (REINO UNIDO) 
06/03/2019
  • TRADITION CHEPTAL/TRADITION LONDON CLEARING (CLON)
  • HTTPS://WWW.TRADITION-LONDON-CLEARING.COM
A warning PDF of date 06/03/2019 (new window) FCA (REINO UNIDO) 
06/03/2019
  • HOLLAND AND PEARCE CAPITAL PARTNERS
  • WWW.HOLLANDANDPEARCE.COM
A warning PDF of date 06/03/2019 (new window) FCA (REINO UNIDO) 
27/02/2019
  • PBN CAPITAL (CAPITAL TECH LTD / PBOX LTD)
  • WWW.PBNCAPITAL.COM
A warning PDF of date 27/02/2019 (new window) FSMA (BELGICA) 
27/02/2019
  • LIGHT MEDIA LTD
  • HTTPS://IT.WINCAPITALPRO.COM
A warning PDF of date 27/02/2019 (new window) CONSOB (ITALIA) 
27/02/2019
  • FIRST GLOBAL (UK) LIMITED
  • HTTPS://IT.FIRSTBTCFX.COM
A warning PDF of date 27/02/2019 (new window) CONSOB (ITALIA) 
27/02/2019
  • ORION SERVICE EOOD / TLC CONSULTING LTD
  • HTTPS://WISEBANC.COM/IT
A warning PDF of date 27/02/2019 (new window) CONSOB (ITALIA) 

Consultation criteria: By type unauthorised entities.