As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 596 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
09/04/2019
  • HTTPS://PTBANC.COM
A warning PDF of date 09/04/2019 (new window) CONSOB (ITALIA) 
09/04/2019
  • COLUMBIA CAPITAL GROUP LTD
  • HTTPS://CRYPTOEU.COM
A warning PDF of date 09/04/2019 (new window) CONSOB (ITALIA) 
09/04/2019
  • WATERFIELD CONSULTING GROUP
  • WWW.WATERFIELDGRP.COM
A warning PDF of date 09/04/2019 (new window) FCA (REINO UNIDO) 
09/04/2019
  • PENNBERG KPO LLC
  • WWW.PENNBERG.COM
A warning PDF of date 09/04/2019 (new window) FCA (REINO UNIDO) 
09/04/2019
  • BAT FINANCIAL MANAGEMENT (CLON)
  • WWW.BATFINANCIALMANAGEMENT.COM
A warning PDF of date 09/04/2019 (new window) FCA (REINO UNIDO) 
09/04/2019
  • HERNUEL MANAGEMENT
  • WWW.HERNUEL-MANAGEMENT.COM
A warning PDF of date 09/04/2019 (new window) FMA (AUSTRIA) 
09/04/2019
  • CARTER FINANCIAL SERVICES
  • WWW.CARTERFS.COM
A warning PDF of date 09/04/2019 (new window) FMA (AUSTRIA) 
09/04/2019
  • ORION SERVICE EOOD (WISEBANC)
  • HTTPS://WISEBANC.COM
A warning PDF of date 09/04/2019 (new window) FMA (AUSTRIA) 
09/04/2019
  • CUSTODIAN LIFE LTD
A warning PDF of date 09/04/2019 (new window) FSAN (NORUEGA) 
09/04/2019
  • SILVER WOLF LIMITED
  • WWW.CFDPREMIUM.COM
A warning PDF of date 09/04/2019 (new window) CONSOB (ITALIA) 

Consultation criteria: By type unauthorised entities.