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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 4 out of 633
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
15/01/2020
  • COOMBES AND KIWONSKI INVESTMENTS
  • HTTPS://COOMBESKIWONSKI.COM/
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 
15/01/2020
  • TRADE LTD
  • HTTPS://WWW.TRADELTD.COM
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 
15/01/2020
  • INOVESTMENTS
  • HTTPS://INOVESTMENTS.COM
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 
15/01/2020
  • YORK CG
  • HTTPS://YORKCG.COM
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 
15/01/2020
  • WWW.ACT-FINANCIAL-SOLUTIONS.COM
A warning PDF of date 15/01/2020 (new window) FSMA (BELGICA)LA PÁGINA WEB ESTÁ USURPANDO EL NOMBRE DE LA EMPRESA DEBIDAMENTE REGISTRADA ACT FINANCIAL SOLUTIONS BV.
15/01/2020
  • WWW.DIF-PATRIMOINE.COM
A warning PDF of date 15/01/2020 (new window) FSMA (BELGICA) 
15/01/2020
  • WEALTH CAPITAL FM
  • HTTPS://WWW.WEALTHCAPITAL.FM
  • WEALTH CAPITAL (OPERANDO COMO ASTRA CONSULTING)
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 
15/01/2020
  • GATO CAPITAL PARTNERS
  • WWW.GATOCAPITALPARTNERS.COM
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 
15/01/2020
  • AEC MASTER BROKER (CLON)
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 
15/01/2020
  • ROCKWELL INVESTMENT MANAGEMENT
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.