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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 2 out of 605
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
16/10/2019
  • EUROPEAN INVESTMENT SYSTEMS SL
  • HTTPS://WWW.EU-IS.COM
A warning PDF of date 16/10/2019 (new window) FMA (AUSTRIA) 
16/10/2019
  • BRISTOL-MAYERS SECURITIES LLC
  • WWW.BRISTOLMAYERS.COM
A warning PDF of date 16/10/2019 (new window) FCA (REINO UNIDO) 
10/10/2019
  • FINANCIAL DIRECT LIMITED
A warning PDF of date 10/10/2019 (new window) FCA (REINO UNIDO) 
10/10/2019
  • VARIOS CHIPRE
A warning PDF of date 10/10/2019 (new window) CYSEC (CHIPRE)ENLACE A LA WEB DEL REGULADOR PARA CONSULTAR LOS DOMINIOS QUE NO CUENTAN CON AUTORIZACION PARA OFRECER SERVICIOS FINANCIEROS <<HTTPS://WWW.CYSEC.GOV.CY/EN-GB/COMPLAINTS/NON-APPROVED-DOMAINS/>
10/10/2019
  • CAINSFIELD INTERNATIONAL GROUP
  • WWW.CAINSFIELDGROUP.COM
A warning PDF of date 10/10/2019 (new window) FCA (REINO UNIDO) 
10/10/2019
  • BURKE ADVISORS LTD
A warning PDF of date 10/10/2019 (new window) FCA (REINO UNIDO) 
10/10/2019
  • DAISY PRECIOUS LTD
  • WWW.FXWORLD24.COM
A warning PDF of date 10/10/2019 (new window) CONSOB (ITALIA)LA CONSOB ANUNCIA EL BLOQUEO DE PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS.
10/10/2019
  • SILVER WOLF LIMITED
  • WWW.PROFXPREMIUM.COM
A warning PDF of date 10/10/2019 (new window) CONSOB (ITALIA)LA CONSOB ANUNCIA EL BLOQUEO DE PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS.
10/10/2019
  • PACIFIC CONSULTING CO LTD
  • WWW.AVAIT.INVESTMENTS
A warning PDF of date 10/10/2019 (new window) CONSOB (ITALIA)LA CONSOB ANUNCIA EL BLOQUEO DE PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS.
10/10/2019
  • BAUMAN LTD
  • WWW.AVAIT.INVESTMENTS
A warning PDF of date 10/10/2019 (new window) CONSOB (ITALIA)LA CONSOB ANUNCIA EL BLOQUEO DE PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS.

Consultation criteria: By type unauthorised entities.