As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 435 out of 643
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
11/12/2013
  • WWW.TOROPROFIT.COM
A warning PDF of date 11/12/2013 (new window) MFSA (MALTA) 
11/12/2013
  • WWW.GOLDMAN-CAPITAL.COM
A warning PDF of date 11/12/2013 (new window) AMF (FRANCIA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON ENTIDADES PERTENECIENTES AL GRUPO GOLDMAN SACHS
04/12/2013
  • WWW.COVERCP.COM
A warning PDF of date 04/12/2013 (new window) SFSA (SUECIA) 
04/12/2013
  • WWW.NEXTFINANCIALNETWORK.COM
A warning PDF of date 04/12/2013 (new window) FCA (REINO UNIDO) 
04/12/2013
  • WWW.NCP-FINANCIALS.CO.UK
A warning PDF of date 04/12/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVETIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA NORTHLAND CAPITAL PARTNERS LTD
04/12/2013
  • WWW.EANDRCAPITAL.COM
A warning PDF of date 04/12/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE AUTORIZADA DEL MISMO NOMBRE.
04/12/2013
  • WWW.AVACM-LTD.COM
  • WWW.AVACMLTD.COM
A warning PDF of date 04/12/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA AVA CAPITAL MARKETS LTD
27/11/2013
  • WWW.EDGECMLTD.COM
A warning PDF of date 27/11/2013 (new window) FCA (REINO UNIDO) 
20/11/2013
  • WWW.STRATEGICPE.COM
A warning PDF of date 20/11/2013 (new window) SFSA (SUECIA) 
20/11/2013
  • WWW.ASPEN-CAP.NET
A warning PDF of date 20/11/2013 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities, By initial W.