As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 2 out of 25
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
08/11/2023
  • UBS AG (IRELAND) (CLONE)
A warning PDF of date 08/11/2023 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA POR EL CBI, QUE ACTÚA A TRAVÉS DE (ENTRE OTRAS) LA DIRECCIÓN DE CORREO ELECTRÓNICO ADVISOR@UBSIRELAND-AM.COM NO GUARDA RELACIÓN CON LA FIRMA AUTORIZADA POR EL CBI UBS FUND MANAGEMENT (IRELAND) LIMITED.
10/08/2022
  • UNIONSTOCK
A warning PDF of date 10/08/2022 (new window) CMVM (PORTUGAL) 
25/10/2023
  • UMARKETS
A warning PDF of date 25/10/2023 (new window) CMVM (PORTUGAL) 
03/03/2021
  • UNITESTOCKS / DEMURE CONSULTING LTD
A warning PDF of date 03/03/2021 (new window) CMVM (PORTUGAL) 
31/07/2019
  • UAB ELORONA AND UAB ROLNETA.
A warning PDF of date 31/07/2019 (new window) CONSOB (ITALIA) 
26/10/2022
  • UEFA FOOTBALL FUND LTD
A warning PDF of date 26/10/2022 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
13/03/2024
  • ULTRAFORD
A warning PDF of date 13/03/2024 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
21/04/2021
  • UP INVEST FINANCE
A warning PDF of date 21/04/2021 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
19/05/2021
  • UNITEEX INC / DEMURE CONSULTING LTD
A warning PDF of date 19/05/2021 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
20/06/2018
  • UNITED LIMITED / Y2 MEDIA GROUP LTD
A warning PDF of date 20/06/2018 (new window) CONSOB (ITALIA) 

Consultation criteria: By type unauthorised entities, By initial U.