Alerts from foreign regulators. unauthorised entities
As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
Page 2 out of 67
Search for Public warnings issued by foreign Securities Regulators
| Date | Targeted companies | Document (English) | Regulator | Comments |
| 03/11/2004 |
-
TRADELINX INVESTMENTS LTD
|
| NAFM (PAISES BAJOS) | |
| 01/12/2004 |
-
TRANS INTERCONTINENTAL FINANCE
|
| JFSC (JERSEY) | |
| 01/12/2004 |
|
| NAFM (PAISES BAJOS) | |
| 19/01/2005 |
|
| FSC (ISLA DE MAN) | |
| 19/01/2005 |
-
TRINITY FINANCE ONLINE PLC
|
| FSC (ISLA DE MAN) | |
| 19/01/2005 |
-
TRINITY FINANCE ONLINE INC
|
| FSC (ISLA DE MAN) | |
| 25/05/2005 |
|
| SFC (HONG KONG) | |
| 25/05/2005 |
-
TRIMARK WORLD CAPITAL CORP
|
| SFC (HONG KONG) | |
| 22/06/2005 |
|
| SFC (HONG KONG) | |
| 06/07/2005 |
|
| FSA (REINO UNIDO) | |
Consultation criteria: By type unauthorised entities, By initial T.