As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 32 out of 67
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
18/09/2019
  • TRADERVISUAL
A warning PDF of date 18/09/2019 (new window) CONSOB (ITALIA) 
23/10/2019
  • TRADERSHOME LTD
A warning PDF of date 23/10/2019 (new window) CONSOB (ITALIA)LA CONSOB ANUNCIA EL BLOQUEO DE VARIAS PÁGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS.
30/10/2019
  • TRENDINGGRAPHS (PREMIUM SYSTEMS)
A warning PDF of date 30/10/2019 (new window) FSMA (BELGICA) 
06/11/2019
  • TUCKER AND ROSS ADVISERS LLC / TUCKER AND ROSS
A warning PDF of date 06/11/2019 (new window) FCA (REINO UNIDO) 
20/11/2019
  • TRADEBURKE INTERNATIONAL GROUP
A warning PDF of date 20/11/2019 (new window) FCA (REINO UNIDO) 
20/11/2019
  • TRUSTED INVEST
A warning PDF of date 20/11/2019 (new window) FMA (AUSTRIA) 
11/12/2019
  • THE MONEY SUPERMARKET (CLON)
A warning PDF of date 11/12/2019 (new window) FCA (REINO UNIDO) 
11/12/2019
  • TRADEWELL / BRIDGEHOLD LTD
A warning PDF of date 11/12/2019 (new window) FCA (REINO UNIDO) 
11/12/2019
  • TORELLO CAPITAL S.À R.L
A warning PDF of date 11/12/2019 (new window) CSSF (LUXEMBURGO) 
18/12/2019
  • TRADE 100 FM
A warning PDF of date 18/12/2019 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial T.