As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 44 out of 67
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
05/12/2017
  • TRADEV
A warning PDF of date 05/12/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES QUE OPERAN EN TERRITORIO BELGA CON OPCIONES BINARIAS, PRODUCTOS FOREX Y CFD SIN ESTAR DEBIDAMENTE AUTORIZADAS
05/12/2017
  • TRADE24 / TRADE 24
A warning PDF of date 05/12/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES QUE OPERAN EN TERRITORIO BELGA CON OPCIONES BINARIAS, PRODUCTOS FOREX Y CFD SIN ESTAR DEBIDAMENTE AUTORIZADAS
05/12/2017
  • TOKAI NATIONAL PARTNERS
A warning PDF of date 05/12/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS).
05/12/2017
  • THE CAPITAL ADVISORY GROUP (IRLANDA)
A warning PDF of date 05/12/2017 (new window) CBI (IRLANDA) 
25/10/2017
  • TRADING TRINITY
A warning PDF of date 25/10/2017 (new window) FCA (REINO UNIDO) 
25/10/2017
  • TOKAI NATIONAL PARTNERS
A warning PDF of date 25/10/2017 (new window) DFSA (DINAMARCA) 
18/10/2017
  • TRADE INVEST 90
A warning PDF of date 18/10/2017 (new window) FSMA (BELGICA) 
11/10/2017
  • TRADELUX GROUP LTD
A warning PDF of date 11/10/2017 (new window) CONSOB (ITALIA) 
30/08/2017
  • TP-MARKETS / HUBSTONE HOLDINGS LTD
A warning PDF of date 30/08/2017 (new window) FSMA (BELGICA)ADVERTENCIA SOBRE ENTIDADES QUE OPERAN EN TERRITORIO BELGA CON OPCIONES BINARIAS
30/08/2017
  • TOROPTION
A warning PDF of date 30/08/2017 (new window) FSMA (BELGICA)ADVERTENCIA SOBRE ENTIDADES QUE OPERAN EN TERRITORIO BELGA CON OPCIONES BINARIAS

Consultation criteria: By type unauthorised entities, By initial T.