Search

As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1 out of 31
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
11/09/2019
  • TOROPTION (SMART CHOICE ZONE LP)
A warning PDF of date 11/09/2019 (new window) FMA (AUSTRIA) 
07/08/2019
  • THOMAS AND WARD ADVISORS LLC
A warning PDF of date 07/08/2019 (new window) FCA (REINO UNIDO) 
07/08/2019
  • TRIBELY (CLON)
A warning PDF of date 07/08/2019 (new window) FCA (REINO UNIDO) 
07/08/2019
  • TBFX LIMITED (CLON)
A warning PDF of date 07/08/2019 (new window) FCA (REINO UNIDO) 
31/07/2019
  • TRADERUR
A warning PDF of date 31/07/2019 (new window) AFM (PAISES BAJOS (HOLANDA)) 
26/06/2019
  • TRADERSHOME LTD
A warning PDF of date 26/06/2019 (new window) AMF (FRANCIA)ENTIDADES Y SITIOS WEB QUE OFRECEN INVERSIONES EN EL MERCADO FOREX SIN ESTAR AUTORIZADOS
26/06/2019
  • TRADEPRO CAPITAL MARKETS
A warning PDF of date 26/06/2019 (new window) AMF (FRANCIA)ENTIDADES Y SITIOS WEB QUE OFRECEN INVERSIONES EN EL MERCADO FOREX SIN ESTAR AUTORIZADOS
26/06/2019
  • TRADOSPOT OÜ
A warning PDF of date 26/06/2019 (new window) FCA (REINO UNIDO) 
19/06/2019
  • TQRTRADE
A warning PDF of date 19/06/2019 (new window) CONSOB (ITALIA) 
19/06/2019
  • TALBOT REVIEW CENTRE
A warning PDF of date 19/06/2019 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial T.