As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 20 out of 35
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
09/03/2022
  • RUBBLECOINS.COM
A warning PDF of date 09/03/2022 (new window) FCA (REINO UNIDO) 
16/03/2022
  • ROICRYPTO.ICU
A warning PDF of date 16/03/2022 (new window) FCA (REINO UNIDO) 
18/11/2020
  • RBC CAPITAL MARKETS / RBC INVESTOR & TREASURY SERVICES / RBC FINANCIAL GROUP (CLON)
A warning PDF of date 18/11/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA ROYAL BANK OF CANADA
16/12/2020
  • RBC WEALTH MANAGEMENT (CLON)
A warning PDF of date 16/12/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LAS ENTIDADES DEBIDAMENTE REGISTRADAS ROYAL BANK OF CANADA / RBC EUROPE LIMITED.
11/11/2020
  • RMITRADE
A warning PDF of date 11/11/2020 (new window) FCA (REINO UNIDO) 
04/11/2020
  • REDMAINE COOPER PRICE (CLON)
A warning PDF of date 04/11/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA RCP
04/11/2020
  • RBC CAPITAL MARKETS / RBC INVESTOR & TREASURY SERVICES / RBC FINANCIAL GROUP (CLON)
A warning PDF of date 04/11/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA ROYAL BANK OF CANADA
13/10/2021
  • RATES CHECKER
A warning PDF of date 13/10/2021 (new window) FCA (REINO UNIDO) 
17/11/2021
  • REGULATED-FIXED-INCOME.CO.UK
A warning PDF of date 17/11/2021 (new window) FCA (REINO UNIDO) 
12/05/2021
  • RIO SOLAR ENERGY
A warning PDF of date 12/05/2021 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial R.