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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 16 out of 23
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
21/03/2018
  • RBCP INTERNATIONAL / RBC GROUP
A warning PDF of date 21/03/2018 (new window) FCA (REINO UNIDO) 
25/01/2017
  • RIGHT CAPITAL PARTNERS LIMITED
A warning PDF of date 25/01/2017 (new window) FCA (REINO UNIDO) 
18/01/2017
  • RHINE & ASSOCIATES / RHINE ASSOCIATES
A warning PDF of date 18/01/2017 (new window) FCA (REINO UNIDO) 
18/01/2017
  • ROTHSCHILD PRIVATE WEALTH (CLON)
A warning PDF of date 18/01/2017 (new window) FCA (REINO UNIDO) 
30/10/2019
  • RAKUTEN GLOBAL VENTURES, INC.
A warning PDF of date 30/10/2019 (new window) FCA (REINO UNIDO) 
30/04/2013
  • RISK & PORTFOLIO MANAGEMENT LTD
A warning PDF of date 30/04/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE AUTORIZADA RPM RISK & PORTFOLIO MANAGEMENT AB
11/12/2019
  • REPORT ACCIDENT CLAIM
A warning PDF of date 11/12/2019 (new window) FCA (REINO UNIDO) 
31/07/2013
  • RUBIN PRICE SECURITIES
A warning PDF of date 31/07/2013 (new window) FCA (REINO UNIDO) 
12/06/2013
  • REYNOLDS CONSULTANCY LTD
A warning PDF of date 12/06/2013 (new window) FCA (REINO UNIDO) 
16/05/2013
  • RUSSELL ACQUISITION GROUP
A warning PDF of date 16/05/2013 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial R.