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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 5 out of 21
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
12/12/2007
  • RENE BERGMAN
A warning PDF of date 12/12/2007 (new window) SFC (HONG KONG) 
23/01/2008
  • ROBINSON ASSET MANAGEMENT
A warning PDF of date 23/01/2008 (new window) CBFA (BELGICA) 
14/05/2008
  • RAFIQ AHMED PETKAR
A warning PDF of date 14/05/2008 (new window) JFSC (JERSEY)SIN RELACIÓN ALGUNA CON LA ENTIDAD LEGALMENTE ESTABLECIDA FIREBIRD HOLDINGS LLC (NUEVA YORK) WWW.FBIRD.COM
09/07/2008
  • RICHMOND CAPITAL MANAGEMENT
A warning PDF of date 09/07/2008 (new window) SFSA (SUECIA) 
09/07/2008
  • REYNOLDS GROUP LIMITED
A warning PDF of date 09/07/2008 (new window) SFSA (SUECIA) 
23/07/2008
  • ROYAL ASSETS AND RESEARCH
A warning PDF of date 23/07/2008 (new window) CBFA (BELGICA) 
20/08/2008
  • REYNOLDS GROUP LIMITED
A warning PDF of date 20/08/2008 (new window) SFC (HONG KONG) 
01/10/2008
  • ROSS-PARKINSON
A warning PDF of date 01/10/2008 (new window) SFSA (SUECIA) 
15/10/2008
  • ROYAL CANARY TRUST BANK
  • ROYAL CANARY TRUST LTD
  • ROYAL CANAREY TRUST
  • ROYAL CANARY TRUST
A warning PDF of date 15/10/2008 (new window) FSC (ISLA DE MAN) 
15/10/2008
  • ROYAL CANARY TRUST LTD
  • ROYAL CANAREY TRUST
  • ROYAL CANARY TRUST
  • ROYAL CANARY TRUST BANK
A warning PDF of date 15/10/2008 (new window) FSC (ISLA DE MAN) 

Consultation criteria: By type unauthorised entities, By initial R.