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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 21 out of 22
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
30/01/2019
  • RAM SOLUTIONS GROUP
A warning PDF of date 30/01/2019 (new window) SFSA (SUECIA) 
19/04/2017
  • RALSTON CONSULTANCY LTD
A warning PDF of date 19/04/2017 (new window) FCA (REINO UNIDO) 
30/10/2019
  • RAKUTEN GLOBAL VENTURES, INC.
A warning PDF of date 30/10/2019 (new window) FCA (REINO UNIDO) 
16/03/2011
  • RAISINO HOLDINGS LTD
A warning PDF of date 16/03/2011 (new window) CYSEC (CHIPRE) 
13/01/2010
  • RAISINO HOLDINGS
A warning PDF of date 13/01/2010 (new window) SSMA (ESLOVENIA) 
23/05/2018
  • RAINFORTH
A warning PDF of date 23/05/2018 (new window) CSSF (LUXEMBURGO) 
14/05/2008
  • RAFIQ AHMED PETKAR
A warning PDF of date 14/05/2008 (new window) JFSC (JERSEY)SIN RELACIÓN ALGUNA CON LA ENTIDAD LEGALMENTE ESTABLECIDA FIREBIRD HOLDINGS LLC (NUEVA YORK) WWW.FBIRD.COM
26/04/2006
  • RADISSON VENTURE CAPITAL
A warning PDF of date 26/04/2006 (new window) FSA (REINO UNIDO) 
22/08/2018
  • RADCLIFFE AND YOUNG ASSET MANAGEMENT/RADCLIFFE AND YOUNG
A warning PDF of date 22/08/2018 (new window) FCA (REINO UNIDO) 
05/12/2012
  • RABO STRATEGIES
A warning PDF of date 05/12/2012 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial R.