As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 4 out of 35
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
26/04/2006
  • RADISSON VENTURE CAPITAL
A warning PDF of date 26/04/2006 (new window) FSA (REINO UNIDO) 
05/07/2006
  • REYNOLD BROWN ASSOCIATES
A warning PDF of date 05/07/2006 (new window) SFSA (SUECIA) 
05/07/2006
  • REMINGTON INDEX FUNDS
A warning PDF of date 05/07/2006 (new window) FSC (ISLA DE MAN) 
05/07/2006
  • REMINGTON YORK LTD
A warning PDF of date 05/07/2006 (new window) FSC (ISLA DE MAN)VER ADVERTENCIAS CNMV
05/07/2006
  • REMINGTON FTSE INDEX FUNDS
A warning PDF of date 05/07/2006 (new window) FSC (ISLA DE MAN) 
27/09/2006
  • RIVERSIDE MG
A warning PDF of date 27/09/2006 (new window) SFSA (SUECIA) 
13/12/2006
  • REYNOLD BROWN ASSOCIATES
A warning PDF of date 13/12/2006 (new window) NAFM (PAISES BAJOS) 
31/01/2007
  • REYNOLD BROWN ASSOCIATES
A warning PDF of date 31/01/2007 (new window) FMA (AUSTRIA) 
25/04/2007
  • RVC MARKETS
A warning PDF of date 25/04/2007 (new window) FSA (REINO UNIDO) 
12/12/2007
  • ROBERT LANG
A warning PDF of date 12/12/2007 (new window) SFC (HONG KONG) 

Consultation criteria: By type unauthorised entities, By initial R.