Search

As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 2 out of 21
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
07/11/2018
  • RED ARC GLOBAL INVESTMENTS PLC (CLON)
A warning PDF of date 07/11/2018 (new window) FCA (REINO UNIDO) 
31/10/2018
  • ROYAL LONDON ASSET MANAGEMENT (CLON)
A warning PDF of date 31/10/2018 (new window) FCA (REINO UNIDO) 
19/09/2018
  • REDCAP MANAGEMENT
A warning PDF of date 19/09/2018 (new window) FCA (REINO UNIDO) 
12/09/2018
  • RUPPEL ALEXANDER (CLON)
A warning PDF of date 12/09/2018 (new window) FCA (REINO UNIDO) 
05/09/2018
  • RONGER PROPERTIES BOND / RONGER PROPERTIES (CLON)
A warning PDF of date 05/09/2018 (new window) FCA (REINO UNIDO) 
22/08/2018
  • RADCLIFFE AND YOUNG ASSET MANAGEMENT/RADCLIFFE AND YOUNG
A warning PDF of date 22/08/2018 (new window) FCA (REINO UNIDO) 
25/07/2018
  • REDBROOK FINANCIAL MANAGEMENT
A warning PDF of date 25/07/2018 (new window) CSSF (LUXEMBURGO) 
18/07/2018
  • ROWLANDS ADVISORS LLC
A warning PDF of date 18/07/2018 (new window) FCA (REINO UNIDO) 
11/07/2018
  • RBINARY LIMITED
A warning PDF of date 11/07/2018 (new window) CONSOB (ITALIA) 
27/06/2018
  • REVOLUTION MARKETS LP / FIN GROUP LTD
A warning PDF of date 27/06/2018 (new window) CONSOB (ITALIA) 

Consultation criteria: By type unauthorised entities, By initial R.