As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 8 out of 35
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
14/10/2020
  • ROYAL BANC
A warning PDF of date 14/10/2020 (new window) CSSF (LUXEMBURGO) 
23/07/2008
  • ROYAL ASSETS AND RESEARCH
A warning PDF of date 23/07/2008 (new window) CBFA (BELGICA) 
11/01/2012
  • ROYAL ALLIANCE (UK) GROUP
A warning PDF of date 11/01/2012 (new window) CMVM (PORTUGAL) 
25/05/2005
  • ROY ATKINSON
A warning PDF of date 25/05/2005 (new window) FSC (ISLA DE MAN) 
25/05/2005
  • ROY ATKINSON
A warning PDF of date 25/05/2005 (new window) FSC (ISLA DE MAN) 
25/08/2004
  • ROY ATKINSON
A warning PDF of date 25/08/2004 (new window) FSC (ISLA DE MAN) 
20/10/2010
  • ROXBORO CAPITAL INVESTMENT
A warning PDF of date 20/10/2010 (new window) SFSA (SUECIA) 
18/07/2018
  • ROWLANDS ADVISORS LLC
A warning PDF of date 18/07/2018 (new window) FCA (REINO UNIDO) 
16/10/2013
  • ROWE CORPORATE SERVICES
A warning PDF of date 16/10/2013 (new window) FCA (REINO UNIDO) 
23/05/2012
  • ROWE ALLAN MERGERS AND ACQUISITIONS
A warning PDF of date 23/05/2012 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial R.