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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 6 out of 21
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
13/04/2016
  • RUSSELL AND PARTNERS TRUST FINANCIAL MANAGEMENT
A warning PDF of date 13/04/2016 (new window) AFM (PAISES BAJOS (HOLANDA)) 
23/03/2016
  • RESOLUTION FUND INTERNATIONAL (CLON)
A warning PDF of date 23/03/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DE SIMILAR DENOMINACIÓN
02/03/2016
  • RESOLUTION INVESTMENTS PLC (CLON)
A warning PDF of date 02/03/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DE SIMILAR DENOMINACIÓN
02/03/2016
  • ROLAND PUCHTA (CLON)
A warning PDF of date 02/03/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
24/02/2016
  • REEF CAPITAL ADVISORS
A warning PDF of date 24/02/2016 (new window) SFSA (SUECIA) 
10/02/2016
  • RGV MEDIA LTD
A warning PDF of date 10/02/2016 (new window) AMF (FRANCIA) 
20/01/2016
  • RIGHT CAPITAL SERVICES
A warning PDF of date 20/01/2016 (new window) FCA (REINO UNIDO) 
25/11/2015
  • RK TRADING / ROLAND KEMENY (CLON)
A warning PDF of date 25/11/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
01/07/2015
  • ROBINSON SECURITIES LLC.
A warning PDF of date 01/07/2015 (new window) FCA (REINO UNIDO) 
03/06/2015
  • ROBINSON SECURITIES LLC.
A warning PDF of date 03/06/2015 (new window) EI_CBI (IRLANDA) 

Consultation criteria: By type unauthorised entities, By initial R.