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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 22 out of 23
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
05/02/2020
  • RMT 500 LTD
A warning PDF of date 05/02/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
15/01/2020
  • ROYALFUNDS
A warning PDF of date 15/01/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
21/11/2018
  • RICHMOND INVESTING
A warning PDF of date 21/11/2018 (new window) CONSOB (ITALIA) 
27/06/2018
  • REVOLUTION MARKETS LP / FIN GROUP LTD
A warning PDF of date 27/06/2018 (new window) CONSOB (ITALIA) 
11/03/2020
  • REDAL LTD
A warning PDF of date 11/03/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
01/07/2020
  • RL LTD
  • RMT500
A warning PDF of date 01/07/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
11/07/2018
  • RBINARY LIMITED
A warning PDF of date 11/07/2018 (new window) CONSOB (ITALIA) 
11/01/2012
  • ROYAL ALLIANCE (UK) GROUP
A warning PDF of date 11/01/2012 (new window) CMVM (PORTUGAL) 
29/08/2012
  • ROBINSON FRANKLIN
A warning PDF of date 29/08/2012 (new window) CMVM (PORTUGAL) 
14/03/2018
  • RESONANCE CAPITAL (IRLANDA)
A warning PDF of date 14/03/2018 (new window) CBI (IRLANDA) 

Consultation criteria: By type unauthorised entities, By initial R.