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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 18 out of 22
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
15/02/2017
  • RED SHIELD FINANCIAL / RONG AVIVA LIMITED
A warning PDF of date 15/02/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS) Y ENTIDADES QUE OFRECEN SU AYUDA A VICTIMAS DE FRAUDES PARA RECUPERAR SU INVERSIÓN (RECOVERY ROOMS).
29/03/2017
  • RELOAN UK (CLON)
A warning PDF of date 29/03/2017 (new window) FCA (REINO UNIDO) 
19/04/2017
  • RALSTON CONSULTANCY LTD
A warning PDF of date 19/04/2017 (new window) FCA (REINO UNIDO) 
31/05/2017
  • RIVERSIDE ESCROW LTD (CLON)
A warning PDF of date 31/05/2017 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DE SIMILAR DENOMINACION
19/07/2017
  • ROTHSCHILD ASSET MANAGEMENT (CLON)
A warning PDF of date 19/07/2017 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DE SIMILAR DENOMINACION.
22/11/2017
  • REDTHORNE REALISATIONS LIMITED (OPERANDO COMO REDTHORNE MARKETS)
A warning PDF of date 22/11/2017 (new window) FCA (REINO UNIDO) 
20/12/2017
  • REVIVE CAPITAL GROUP
A warning PDF of date 20/12/2017 (new window) FCA (REINO UNIDO) 
24/01/2018
  • ROBERT BROOKS LTD (CLON)
A warning PDF of date 24/01/2018 (new window) FCA (REINO UNIDO) 
31/01/2018
  • ROTHMANN & GINST
A warning PDF of date 31/01/2018 (new window) CSSF (LUXEMBURGO) 
07/03/2018
  • REMINGTON MINING
A warning PDF of date 07/03/2018 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial R.