As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 14 out of 35
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
31/07/2013
  • RUBIN PRICE SECURITIES
A warning PDF of date 31/07/2013 (new window) FCA (REINO UNIDO) 
16/10/2013
  • ROWE CORPORATE SERVICES
A warning PDF of date 16/10/2013 (new window) FCA (REINO UNIDO) 
16/10/2013
  • REDEVELOPMENT CORPORATION INTERNATIONAL LTD
A warning PDF of date 16/10/2013 (new window) MFSA (MALTA) 
27/11/2013
  • RAMSEY INVESTMENT PARTNERS
A warning PDF of date 27/11/2013 (new window) FSAN (NORUEGA) 
08/01/2014
  • RAMSEY INVESTMENT PARTNERS
A warning PDF of date 08/01/2014 (new window) SFSA (SUECIA) 
15/01/2014
  • REID & STONE VENTURES
A warning PDF of date 15/01/2014 (new window) SFSA (SUECIA) 
29/01/2014
  • REDFORD SECURITIES INTERNATIONAL
A warning PDF of date 29/01/2014 (new window) FCA (REINO UNIDO) 
09/04/2014
  • RBC WEALTH MANAGEMENT/ROYAL BANK OF CANADA WEALTH MANAGEMENT
A warning PDF of date 09/04/2014 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON EL GRUPO ROYAL BANK OF CANADA (RBC)
25/06/2014
  • RECLAIM LIMITED - BOGUS LIQUIDATORS
A warning PDF of date 25/06/2014 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
02/07/2014
  • RIMAS RISK MANAGEMENT SERVICE (CLON)
A warning PDF of date 02/07/2014 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA RIMAS RISK MANAGEMENT SERVICE SRL

Consultation criteria: By type unauthorised entities, By initial R.