As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 11 out of 35
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
29/03/2023
  • ROLYTRADINGS
A warning PDF of date 29/03/2023 (new window) FCA (REINO UNIDO) 
02/03/2016
  • ROLAND PUCHTA (CLON)
A warning PDF of date 02/03/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
23/11/2022
  • ROISEA
  • ROISEA.COM
A warning PDF of date 23/11/2022 (new window) FSMA (BELGICA) 
11/05/2011
  • ROIET TRADING
A warning PDF of date 11/05/2011 (new window) CSSF (LUXEMBURGO) 
16/03/2022
  • ROICRYPTO.ICU
A warning PDF of date 16/03/2022 (new window) FCA (REINO UNIDO) 
14/09/2022
  • ROICRAFT
A warning PDF of date 14/09/2022 (new window) FMA (AUSTRIA) 
05/07/2023
  • ROI REPUBLIC
A warning PDF of date 05/07/2023 (new window) FMA (AUSTRIA) 
19/01/2011
  • RODEO
A warning PDF of date 19/01/2011 (new window) FMA (AUSTRIA) 
22/01/2020
  • RODELER LIMITED
A warning PDF of date 22/01/2020 (new window) CONSOB (ITALIA)PROHIBICION CAUTELAR DE LA OPERATIVA EN ITALIA DE RODELER LIMITED ASÍ COMO LA CAPTACIÓN DE NUEVOS CLIENTES , DEBIDO A LA REITERACIÓN DE SU COMPORTAMIENTO VIOLANDO LA LEGISLACIÓN EN VIGOR. ESTA PROHIBICIÓN SE MANTENDRÁ HASTA QUE CYSEC APORTE PRUEBAS QUE DEMUESTREN QUE HA SOLUCIONADO LAS QUEJAS QUE PESAN SOBRE LA ENTIDAD. PARA MAS INFORMACION VER PDF ADJUNTO.
21/10/2009
  • ROCKWOOD M & A
A warning PDF of date 21/10/2009 (new window) SFC (HONG KONG) 

Consultation criteria: By type unauthorised entities, By initial R.