As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 35 out of 56
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
02/12/2015
  • PRIVATE PARTNERS & ASSOCIATES
A warning PDF of date 02/12/2015 (new window) DFSA (DINAMARCA) 
14/10/2015
  • PILPEL CAPITAL LTD
A warning PDF of date 14/10/2015 (new window) CYSEC (CHIPRE) 
14/10/2015
  • PERKINS CONSULTANCY
A warning PDF of date 14/10/2015 (new window) FCA (REINO UNIDO) 
01/07/2015
  • PROFESSIONAL INVESTMENT CONSULTANTS (CLON)
A warning PDF of date 01/07/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
25/03/2015
  • PERITUS CAPITAL INC
A warning PDF of date 25/03/2015 (new window) AFM (PAISES BAJOS) 
07/01/2015
  • PARKBROOK INCORPORATE (CLON)
A warning PDF of date 07/01/2015 (new window) FCA (REINO UNIDO) 
26/11/2014
  • PHOENIX MERGERS AND ACQUISITIONS
A warning PDF of date 26/11/2014 (new window) EI_CBI (IRLANDA) 
12/11/2014
  • PRITCHARD STOCKBROKERS LIMITED (CLON)
A warning PDF of date 12/11/2014 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
08/10/2014
  • PARETO SECURITIES CLON
A warning PDF of date 08/10/2014 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA PARETO SECURITIES LIMITED
03/09/2014
  • PARLEY ACQUISITION GROUP
A warning PDF of date 03/09/2014 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities, By initial P.