As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 33 out of 56
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
18/01/2017
  • PAGEON BANK S.A.
A warning PDF of date 18/01/2017 (new window) CSSF (LUXEMBURGO) 
28/12/2016
  • PENFLOW LTD (CLON)
A warning PDF of date 28/12/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
14/12/2016
  • PEL LTD / KAKAO LTD
A warning PDF of date 14/12/2016 (new window) CONSOB (ITALIA) 
30/11/2016
  • PEARSON GLOBAL MARKETS / PEARSON PRIVATE CLIENTS
A warning PDF of date 30/11/2016 (new window) FCA (REINO UNIDO) 
16/11/2016
  • PIORTELLO LTD
A warning PDF of date 16/11/2016 (new window) CONSOB (ITALIA) 
10/11/2016
  • PARKWELL & COMPANY INC.
A warning PDF of date 10/11/2016 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS) Y ENTIDADES QUE OFRECEN SU AYUDA A VICTIMAS DE FRAUDES PARA RECUPERAR SU INVERSIÓN (RECOVERY ROOMS)
26/10/2016
  • PROVIDENT CAPITAL MANAGEMENT
A warning PDF of date 26/10/2016 (new window) MFSA (MALTA) 
26/10/2016
  • PAN ASIA PACIFIC MERGERS AND ACQUISITIONS
A warning PDF of date 26/10/2016 (new window) FCA (REINO UNIDO) 
19/10/2016
  • PRUDENTIAL CONSULTANTS / PRUDENTIAL GROUP
A warning PDF of date 19/10/2016 (new window) FCA (REINO UNIDO) 
14/09/2016
  • PURPLE LOANS (CLON)
A warning PDF of date 14/09/2016 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial P.