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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 4 out of 30
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
19/02/2014
  • PALMER SMITH ADVISORS
A warning PDF of date 19/02/2014 (new window) CSSF (LUXEMBURGO) 
06/11/2013
  • PAN AMERICAN GLOBAL PARTNERS
A warning PDF of date 06/11/2013 (new window) FCA (REINO UNIDO) 
16/02/2011
  • PAN ASIA BROKERS & CONSULTANTS LTD
A warning PDF of date 16/02/2011 (new window) CYSEC (CHIPRE) 
24/08/2016
  • PAN ASIA PACIFIC MERGERS & ACQUISITIONS (JAPAN)
A warning PDF of date 24/08/2016 (new window) CBI (IRLANDA) 
26/10/2016
  • PAN ASIA PACIFIC MERGERS AND ACQUISITIONS
A warning PDF of date 26/10/2016 (new window) FCA (REINO UNIDO) 
05/05/2004
  • PAN MERCANTILE BANK
A warning PDF of date 05/05/2004 (new window) FSC (ISLA DE MAN) 
05/05/2004
  • PAN MERCANTILE BANK FINANCE COMPANY (ISLE OF MAN) LIMITED
A warning PDF of date 05/05/2004 (new window) FSC (ISLA DE MAN) 
06/10/2010
  • PAN-AM ADVISORY
A warning PDF of date 06/10/2010 (new window) DFSA (DINAMARCA) 
23/01/2008
  • PANCISCO INTERNATIONAL INC
A warning PDF of date 23/01/2008 (new window) SFC (HONG KONG) 
22/11/2006
  • PAN-INDEX LIMITED
A warning PDF of date 22/11/2006 (new window) SFC (HONG KONG) 

Consultation criteria: By type Non-authorized entities, By initial P.