As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 4 out of 56
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
18/11/2020
  • PREMIER FX TRADING
A warning PDF of date 18/11/2020 (new window) CBI (IRLANDA) 
28/04/2021
  • PD WEALTH SOLUTIONS (CLONE)
A warning PDF of date 28/04/2021 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA PROSPERISE UCITS FUNDS PLC.
02/06/2021
  • POTCOIN FX
A warning PDF of date 02/06/2021 (new window) CBI (IRLANDA) 
12/01/2022
  • PLATFORM CAPITAL UCITS ICAV (CLONE)
A warning PDF of date 12/01/2022 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA Y DE DENOMINACIÓN PLATFORM CAPITAL UCITS ICAV (C145196)
29/09/2021
  • PRIVATE INVESTMENT INDEMNITY COMPANY (CLONE)
A warning PDF of date 29/09/2021 (new window) CBI (IRLANDA)EL CBI ADVIERTE QUE LA ENTIDAD ADVERTIDA NO GUARDA RELACIÓN CON PI INDEMNITY COMPANY DAC, ENTIDAD DEBIDAMENTE AUTORIZADA POR EL CBI.
24/08/2016
  • PAN ASIA PACIFIC MERGERS & ACQUISITIONS (JAPAN)
A warning PDF of date 24/08/2016 (new window) CBI (IRLANDA) 
23/11/2022
  • PLATFORM CAPITAL UCITS ICAV (CLONE)
  • PLATFORM CAPITAL (CLONE)
A warning PDF of date 23/11/2022 (new window) CBI (IRLANDA)LAS ENTIDADES ADVERTIDAS UTILIZAN INDEBIDAMENTE EL NOMBRE Y LOS DATOS DE LA ENTIDAD LEGÍTIMAMENTE REGISTRADA EN IRLANDA PLATFORM CAPITAL UCITS ICAV (C145196)
23/11/2022
  • PINNACLE ICAV (CLONE)
A warning PDF of date 23/11/2022 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA UTILIZA INDEBIDAMENTE EL NOMBRE Y LOS DATOS DE LA ENTIDAD LEGÍTIMAMENTE REGISTRADA EN IRLANDA PINNACLE ICAV
10/01/2024
  • PORTFOLIO INVESTMENT ICAV (CLONE)
A warning PDF of date 10/01/2024 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO GUARDA NINGUNA RELACIÓN CON LA ENTIDAD AUTORIZADA POR EL CBI PORTFOLIO INVESTMENT ICAV, A QUIEN INTENTA SUPLANTAR DE MANERA FRAUDULENTA.
11/01/2023
  • PRIVATE INVESTMENT INDEMNITY COMPANY (CLONE)
A warning PDF of date 11/01/2023 (new window) CBI (IRLANDA)LA ENTIDAD AVERTIDA UTILIZA LOS DATOS DE LA ENTIDAD LEGÍTIMAMENTE REGISTRADA EN IRLANDA PI INDEMNITY COMPANY DAC

Consultation criteria: By type unauthorised entities, By initial P.