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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 4 out of 30
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
05/12/2018
  • PVP RESEARCH
A warning PDF of date 05/12/2018 (new window) FCA (REINO UNIDO) 
28/11/2018
  • PAY PEQ HOLDINGS OÜ
A warning PDF of date 28/11/2018 (new window) CONSOB (ITALIA) 
07/11/2018
  • PADMAR INVESTMENTS LIMITED (CLON)
A warning PDF of date 07/11/2018 (new window) FCA (REINO UNIDO) 
07/11/2018
  • PRIME BY ADS SECURITIES (CLON)
A warning PDF of date 07/11/2018 (new window) FCA (REINO UNIDO) 
26/09/2018
  • PTBANC
A warning PDF of date 26/09/2018 (new window) CSSF (LUXEMBURGO) 
29/08/2018
  • PGM PATRIMOINE
A warning PDF of date 29/08/2018 (new window) AMF (FRANCIA) 
29/08/2018
  • PATRIMOINE GESTION MANAGEMENT
A warning PDF of date 29/08/2018 (new window) AMF (FRANCIA) 
08/08/2018
  • PRESTON MANAGEMENT(CLON)
A warning PDF of date 08/08/2018 (new window) FCA (REINO UNIDO) 
11/07/2018
  • PREUSSEN WEALTH MANAGEMENT
A warning PDF of date 11/07/2018 (new window) FCA (REINO UNIDO) 
27/06/2018
  • PUBLICZNY KAPITAL OSZCZEDNOSCI (CLON)
A warning PDF of date 27/06/2018 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial P.