As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1 out of 28
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
01/07/2020
  • NEEDFUL MARKETS
  • NEEDFULMARKETS.COM
A warning PDF of date 01/07/2020 (new window) AFM (PAISES BAJOS) 
13/09/2017
  • NAFTOIL
A warning PDF of date 13/09/2017 (new window) AMF (FRANCIA)SE ADVIERTE TAMBIEN CONTRA SU DIRECTOR RAPHAEL COMTÉ
17/01/2024
  • NORTH-TRADER.COM
A warning PDF of date 17/01/2024 (new window) AMF (FRANCIA) 
22/06/2016
  • NEMESIS CAPITAL BG SOJSC
A warning PDF of date 22/06/2016 (new window) BFSC (BULGARIA) 
22/06/2016
  • NEW CAPITAL TRUST SOJSC
A warning PDF of date 22/06/2016 (new window) BFSC (BULGARIA) 
07/10/2009
  • NEWORLD WEALTH MANAGEMENT
A warning PDF of date 07/10/2009 (new window) CBFA (BELGICA) 
08/11/2023
  • NORTHERN TRUST IRELAND (CLONE)
A warning PDF of date 08/11/2023 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA POR EL CBI, QUE ACTÚA A TRAVÉS DE (ENTRE OTRAS) LA DIRECCIÓN DE CORREO ELECTRÓNICO DECLAN.FOLEY@NORTHERNTRUST.EU.COM, NO GUARDA RELACIÓN CON LA FIRMA AUTORIZADA POR EL CBI NORTHERN TRUST GLOBAL SERVICES SE.
27/10/2021
  • NOE P&I DAC (CLONE)
A warning PDF of date 27/10/2021 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA EN IRLANDA DENOMINADA NORTH OF ENGLAND P&I DAC.
03/08/2022
  • NORTHSTATE
A warning PDF of date 03/08/2022 (new window) CBI (IRLANDA) 
18/11/2020
  • NB FINANCE (CLON)
A warning PDF of date 18/11/2020 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA NBC GLOBAL FINANCE LIMITED

Consultation criteria: By type unauthorised entities, By initial N.