As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 5 out of 76
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
06/03/2008
  • MAXON & ASSOCIATES SECURITIES LIMITED
A warning PDF of date 06/03/2008 (new window) SFC (HONG KONG) 
15/03/2006
  • MAGNUSSON EDWARD
A warning PDF of date 15/03/2006 (new window) SFC (HONG KONG) 
10/08/2005
  • MORGAN LANSKY INC.
A warning PDF of date 10/08/2005 (new window) SFC (HONG KONG) 
23/01/2008
  • MAXON FINANCIAL (H.K.) CO. LTD
A warning PDF of date 23/01/2008 (new window) SFC (HONG KONG) 
22/02/2006
  • MAGNA CAPITAL RESEARCH
A warning PDF of date 22/02/2006 (new window) SFC (HONG KONG) 
09/09/2009
  • MIDAS INTERNATIONAL
A warning PDF of date 09/09/2009 (new window) SFC (HONG KONG) 
23/01/2008
  • MACAO MANAGEMENT
A warning PDF of date 23/01/2008 (new window) SFC (HONG KONG) 
01/07/2009
  • MARKETING SERVICES INTERNATIONAL
A warning PDF of date 01/07/2009 (new window) SFC (HONG KONG) 
12/12/2007
  • MASTERFIELD INVESTMENT GROUP
A warning PDF of date 12/12/2007 (new window) SFC (HONG KONG) 
23/01/2008
  • MFA INTERNATIONAL HOLDINGS LIMITED
A warning PDF of date 23/01/2008 (new window) SFC (HONG KONG) 

Consultation criteria: By type unauthorised entities, By initial M.