As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 4 out of 76
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
26/04/2017
  • MWI CONSULTANTS
A warning PDF of date 26/04/2017 (new window) SFSA (SUECIA) 
27/03/2013
  • MENZIES OVERSEAS LIMITED
A warning PDF of date 27/03/2013 (new window) SFSA (SUECIA) 
03/09/2014
  • MURRAY & VINCENT LAW GROUP
A warning PDF of date 03/09/2014 (new window) SFSA (SUECIA) 
03/09/2014
  • MYERS AND BAKER ASSOCIATES
A warning PDF of date 03/09/2014 (new window) SFSA (SUECIA) 
02/04/2014
  • MORRIS & DAZZ ASSET EVALUATORS LTD
A warning PDF of date 02/04/2014 (new window) SFSA (SUECIA) 
16/04/2014
  • MORRIS CAPITAL PARTNERS
A warning PDF of date 16/04/2014 (new window) SFSA (SUECIA) 
16/12/2009
  • MASTERSEEK CORP.
A warning PDF of date 16/12/2009 (new window) SFSA (SUECIA) 
24/02/2010
  • MACMILLAN FINE INTERNATIONAL
A warning PDF of date 24/02/2010 (new window) SFSA (SUECIA) 
28/10/2009
  • MONTGOMERY BLAKE & ASSOCIATES
A warning PDF of date 28/10/2009 (new window) SFC (HONG KONG) 
19/07/2006
  • MORGAN&BONDS
A warning PDF of date 19/07/2006 (new window) SFC (HONG KONG) 

Consultation criteria: By type unauthorised entities, By initial M.