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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 2 out of 53
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
05/07/2017
  • MT4 INVEST
A warning PDF of date 05/07/2017 (new window) AMF (FRANCIA)ENTIDADES Y SITIOS WEB QUE OFRECEN INVERSIONES EN EL MERCADO FOREX SIN ESTAR AUTORIZADOS
26/06/2019
  • MARKETS BROKER
A warning PDF of date 26/06/2019 (new window) AMF (FRANCIA)ENTIDADES Y SITIOS WEB QUE OFRECEN INVERSIONES EN EL MERCADO FOREX SIN ESTAR AUTORIZADOS
20/04/2016
  • MTL INDEX
A warning PDF of date 20/04/2016 (new window) AMF (FRANCIA) 
10/02/2016
  • MARKET CITY INTER. SRL
A warning PDF of date 10/02/2016 (new window) AMF (FRANCIA) 
15/06/2011
  • MERCIER AND CLARK
A warning PDF of date 15/06/2011 (new window) AMF (FRANCIA) 
11/09/2013
  • MR FRANCK LEROY
  • MR NICOLAS GRECY
A warning PDF of date 11/09/2013 (new window) AMF (FRANCIA) 
12/12/2018
  • MAG-ASSET
A warning PDF of date 12/12/2018 (new window) AMF (FRANCIA)SE ADVIERTE DE QUE MAG ASSET NO TIENE AUTORIZACIÓN PARA OFRECER LA SUSCRIPCIÓN DE FONDOS DE INVERSIÓN Y/O LA PRESTACIÓN DE SERVICIOS DE INVERSIÓN.
26/06/2019
  • MERIDIAN BANC LTD
A warning PDF of date 26/06/2019 (new window) AMF (FRANCIA)ENTIDADES Y SITIOS WEB QUE OFRECEN INVERSIONES EN EL MERCADO FOREX SIN ESTAR AUTORIZADOS
13/12/2006
  • MR ROBERT MÉNARD
A warning PDF of date 13/12/2006 (new window) AMF (FRANCIA) 
28/03/2007
  • METRO FINANCIALS
A warning PDF of date 28/03/2007 (new window) ASIC (AUSTRALIA) 

Consultation criteria: By type unauthorised entities, By initial M.