As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 28 out of 39
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
29/04/2020
  • LINTON CAPITAL UK (CLON)
A warning PDF of date 29/04/2020 (new window) FCA (REINO UNIDO) 
16/01/2019
  • LELEUX ASSOCIATED BROKERS (CLON)
A warning PDF of date 16/01/2019 (new window) FCA (REINO UNIDO) 
19/06/2019
  • LUKAS PRIB
A warning PDF of date 19/06/2019 (new window) FCA (REINO UNIDO) 
12/06/2019
  • LOTUS GLOBAL INVESTMENTS MANAGEMENT LLP (CLON)
A warning PDF of date 12/06/2019 (new window) FCA (REINO UNIDO) 
05/06/2019
  • LOTUS GLOBAL INVESTMENTS MANAGEMENT LLP (CLON)
A warning PDF of date 05/06/2019 (new window) FCA (REINO UNIDO) 
15/01/2020
  • LINCOLN FX (CLON)
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO)NO GUARDA RELACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA LINCOLN FINANCE LTD.
08/05/2019
  • LOANSKI FINANCE LIMITED (CLON)
A warning PDF of date 08/05/2019 (new window) FCA (REINO UNIDO) 
31/10/2012
  • LEHMAN REILLY
A warning PDF of date 31/10/2012 (new window) EI_CBI (IRLANDA) 
12/06/2002
  • LLOYDS AND ASSOCIATES LTD
A warning PDF of date 12/06/2002 (new window) EI_CBI (IRLANDA)VER ADVERTENCIAS CNMV
03/07/2013
  • LEGACY CAPITAL MANAGEMENT
A warning PDF of date 03/07/2013 (new window) EI_CBI (IRLANDA) 

Consultation criteria: By type unauthorised entities, By initial L.