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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 26 out of 28
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
14/12/2016
  • LM SWISS GROUP LTD (OPERANDO CON LA MARCA SWISSFXTRADING)
A warning PDF of date 14/12/2016 (new window) CONSOB (ITALIA) 
24/08/2016
  • LORENZO CESAREI
A warning PDF of date 24/08/2016 (new window) CONSOB (ITALIA) 
16/05/2018
  • LEADS CAPITAL INC. / TRADE UP LTD
A warning PDF of date 16/05/2018 (new window) CONSOB (ITALIA) 
02/12/2015
  • LHCBROKERS LTD / OKLYCAPITAL LIMITED
A warning PDF of date 02/12/2015 (new window) CONSOB (ITALIA) 
09/04/2019
  • LONDON CAPITAL TRADE LTD
A warning PDF of date 09/04/2019 (new window) CONSOB (ITALIA) 
09/04/2019
  • LKM GROUPS LTD
A warning PDF of date 09/04/2019 (new window) CONSOB (ITALIA) 
01/03/2017
  • LINKGM LIMITED
A warning PDF of date 01/03/2017 (new window) CONSOB (ITALIA) 
27/02/2019
  • LIGHT MEDIA LTD
A warning PDF of date 27/02/2019 (new window) CONSOB (ITALIA) 
01/07/2020
  • LIBRA MARKETS
A warning PDF of date 01/07/2020 (new window) CMVM (PORTUGAL) 
23/12/2020
  • LOAN SOCIETY (CLON)
A warning PDF of date 23/12/2020 (new window) CBI (IRLANDA) 

Consultation criteria: By type unauthorised entities, By initial L.