As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 10 out of 39
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
18/03/2009
  • LEGACY GLOBAL WEALTH
A warning PDF of date 18/03/2009 (new window) SFSA (SUECIA) 
29/03/2006
  • LEGACY HOLDINGS INTERNATIONAL LTD.
A warning PDF of date 29/03/2006 (new window) SFC (HONG KONG) 
14/12/2022
  • LEGACY TRADES
A warning PDF of date 14/12/2022 (new window) FCA (REINO UNIDO) 
24/06/2020
  • LEGAL & GENERAL / LEGAL & GENERAL
A warning PDF of date 24/06/2020 (new window) FCA (REINO UNIDO) 
10/05/2023
  • LEGAL & GENERAL INVESTMENT MANAGERS (EUROPE) (CLONE)
A warning PDF of date 10/05/2023 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA HA CLONADO EL NOMBRE, DIRECCIÓN Y LOGO DE LA FIRMA LGIM MANAGERS (EUROPE) LIMITED , CON QUIEN NO GUARDA NINGUNA RELACIÓN.
05/07/2023
  • LEGAL COMPAGNY
  • LEGAL-COMPAGNY.COM
A warning PDF of date 05/07/2023 (new window) FSMA (BELGICA) 
01/06/2022
  • LEGAL FINANCE GLOBAL
A warning PDF of date 01/06/2022 (new window) FSMA (BELGICA) 
12/04/2023
  • LEGAL FINANCE GLOBAL
A warning PDF of date 12/04/2023 (new window) FSMA (BELGICA) 
20/10/2021
  • LEGAL FINANCE GLOBAL
A warning PDF of date 20/10/2021 (new window) FSMA (BELGICA)LA FSMA ADVIERTE AL PÚBLICO ACERCA DE LAS ACTIVIDADES DE PRESTAMISTAS NO AUTORIZADOS QUE OFRECEN FALSOS CRÉDITOS A CONSUMIDORES
09/02/2022
  • LEGAL TRADE COINS MINING
A warning PDF of date 09/02/2022 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial L.