As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 6 out of 39
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
29/09/2021
  • LONGBOW PARTNERS LLC
A warning PDF of date 29/09/2021 (new window) HCMC (GRECIA) 
30/08/2023
  • LINCOLNFX.CAPITAL (CLONE)
A warning PDF of date 30/08/2023 (new window) HCMC (GRECIA)LA ENTIDAD ADVERTIDA TRATA DE SUPLANTAR DE MANERA FRAUDULENTA A LAS ENTIDADES DEL REINO UNIDO LINCOLN FINANCE LTD Y LINCOLN FINANCIAL SERVICES LTD
23/01/2008
  • LANCASTER MANAGEMENT CORPORATION
A warning PDF of date 23/01/2008 (new window) HCMC (GRECIA) 
28/01/2009
  • LONG TERM FINANCIAL LTD.
A warning PDF of date 28/01/2009 (new window) HCMC (GRECIA) 
20/04/2011
  • LOYAL BANK LIMITED
A warning PDF of date 20/04/2011 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
11/10/2023
  • LONDON STOCK EXCHANGE (CLONE)
A warning PDF of date 11/10/2023 (new window) FSMA (BELGICA)LA ENTIDAD ADVERTIDA USA DIRECCIONES DE CORREO ELECTRÓNICO ACABADAS EN “@LSE-GESTION.COM”
07/07/2021
  • LA FRANCO-SUÉDOISE D’INVESTISSEMENT
A warning PDF of date 07/07/2021 (new window) FSMA (BELGICA) 
15/11/2023
  • LEEN-DIENST
A warning PDF of date 15/11/2023 (new window) FSMA (BELGICA) 
20/04/2016
  • LAU GLOBAL SERVICES CORPORATION / MXTRADE / TARIS FINANCIAL CORP.
A warning PDF of date 20/04/2016 (new window) FSMA (BELGICA) 
05/07/2023
  • LENEN DIRECT / LENEN DIRECT BANK
  • LENENDIRECT.COM
A warning PDF of date 05/07/2023 (new window) FSMA (BELGICA) 

Consultation criteria: By type unauthorised entities, By initial L.