As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 25 out of 50
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
22/10/2014
  • INTERNATIONAL MERGERS AND ACQUISITIONS BOARD OF JAPAN
A warning PDF of date 22/10/2014 (new window) FCA (REINO UNIDO) 
07/08/2013
  • INI SECURITIES GMBH
A warning PDF of date 07/08/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE AUTORIZADA INI, SA
18/10/2023
  • INCOGAIN
A warning PDF of date 18/10/2023 (new window) FCA (REINO UNIDO) 
31/03/2020
  • INVESTMENT SUPERMARKET / ECLIPSE MARKETING LIMITED
A warning PDF of date 31/03/2020 (new window) FCA (REINO UNIDO) 
29/11/2023
  • IBANK.ZIRAATBINTL.COM (CLONE)
A warning PDF of date 29/11/2023 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA POR LA FCA NO GUARDA RELACIÓN CON LA ENTIDAD AUTORIZADA POR LA FCA T C ZIRAAT BANKASI AS, CUYA PÁGINA WEB ES <HTTP://ZIRAAT.CO.UK/>
19/02/2014
  • INVESTEC CAPITAL CORPORATION
A warning PDF of date 19/02/2014 (new window) FCA (REINO UNIDO) 
03/07/2013
  • INTERNATIONAL BROKERS WORLDWIDE
A warning PDF of date 03/07/2013 (new window) FCA (REINO UNIDO) 
19/06/2013
  • INTERACTIVE INVESTOR TRADING LIMITED / SHARE PRICE UK
A warning PDF of date 19/06/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEL MISMO NOMBRE QUE ESTÁ DEBIDAMENTE REGISTRADA
30/04/2014
  • ING BANK N.V (CLON)
A warning PDF of date 30/04/2014 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEL MISMO NOMBRE QUE ESTÁ DEBIDAMENTE REGISTRADA
17/07/2013
  • ICG / INTERMEDIATE CAPITAL GROUP
A warning PDF of date 17/07/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA INTERMEDIATE CAPITAL GROUP PLC

Consultation criteria: By type unauthorised entities, By initial I.