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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 23 out of 23
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
06/06/2007
  • IMPERIAL QUEST VENTURES LTD
A warning PDF of date 06/06/2007 (new window) SFSA (SUECIA) 
04/07/2007
  • INDICES INTERNATIONAL GROUP
A warning PDF of date 04/07/2007 (new window) SFSA (SUECIA) 
27/09/2006
  • INTERNATIONALE ZURICH GRUPPE
A warning PDF of date 27/09/2006 (new window) SFSA (SUECIA) 
13/12/2006
  • INTERCAPITAL MANAGEMENT FUND LIMITED
A warning PDF of date 13/12/2006 (new window) SFSA (SUECIA) 
02/11/2005
  • INTERNATIONAL STOCK AND ASSET COMPLIANCE CENTER
A warning PDF of date 02/11/2005 (new window) SFSA (SUECIA) 
10/11/2010
  • INSTITUTIONAL EQUITY PARTNERS
A warning PDF of date 10/11/2010 (new window) SFSA (SUECIA) 
01/10/2008
  • INTERNATIONAL EQUITY PORTFOLIO
A warning PDF of date 01/10/2008 (new window) SFSA (SUECIA) 
22/04/2009
  • INTRA TECH CAPITAL
A warning PDF of date 22/04/2009 (new window) SFSA (SUECIA) 
19/04/2006
  • INFO@SWIS-INVEST.COM
A warning PDF of date 19/04/2006 (new window) SSMA (ESLOVENIA) 

Consultation criteria: By type unauthorised entities, By initial I.