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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 3 out of 23
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
19/05/2010
  • INEZ SWIJSEN
A warning PDF of date 19/05/2010 (new window) CBFA (BELGICA) 
20/10/2010
  • IBERIA SECURITIES
A warning PDF of date 20/10/2010 (new window) CBFA (BELGICA) 
04/10/2017
  • IFT ADVISORY GROUP (IRLANDA)
A warning PDF of date 04/10/2017 (new window) CBI (IRLANDA) 
28/03/2007
  • INTERNATIONAL ENERGY EXCHANGE (INTENX)
A warning PDF of date 28/03/2007 (new window) CFTC (ESTADOS UNIDOS) 
02/12/2009
  • INVERBAN, S.A. DE C.V.
A warning PDF of date 02/12/2009 (new window) CNBV (MEJICO) 
02/12/2009
  • IMPULSA ZION, S.A. DE C.V. (INVERZIÓN)
A warning PDF of date 02/12/2009 (new window) CNBV (MEJICO) 
28/12/2016
  • INTERNATIONAL PARTNERS
A warning PDF of date 28/12/2016 (new window) CONSOB (ITALIA) 
13/01/2016
  • IFX4U LTD / OKLYCAPITAL LIMITED
A warning PDF of date 13/01/2016 (new window) CONSOB (ITALIA) 
19/04/2017
  • INVESTING GROUP TRADING
A warning PDF of date 19/04/2017 (new window) CONSOB (ITALIA) 
31/10/2018
  • INVESTMENT 4 FUTURES LIMITED / TRADESFX LIMITED
A warning PDF of date 31/10/2018 (new window) CONSOB (ITALIA) 

Consultation criteria: By type unauthorised entities, By initial I.