Search

As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 16 out of 29
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
29/02/2012
  • INTERNATIONAL FINANCIAL TRADING COMMISSION
A warning PDF of date 29/02/2012 (new window) FSA (REINO UNIDO) 
28/09/2011
  • INVESTORS MANAGEMENT SERVICES
A warning PDF of date 28/09/2011 (new window) FSA (REINO UNIDO) 
15/02/2012
  • ISAAC CAPITAL MANAGEMENT
A warning PDF of date 15/02/2012 (new window) FSA (REINO UNIDO) 
25/04/2012
  • ING INVESTMENT MANAGEMENT
A warning PDF of date 25/04/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD NO TIENE NINGUNA VINCULACIÓN CON LAS ENTIDADES DEBIDAMENTE AUTORIZADAS DENOMINADAS ING INVESTMENT MANAGEMENT (UK) LIMITED E ING ASSET MANAGEMENT BV
23/11/2011
  • ISAAC PAIGE ASSOCIATES
A warning PDF of date 23/11/2011 (new window) FSA (REINO UNIDO) 
02/03/2011
  • INTER-CITI CAPITAL
A warning PDF of date 02/03/2011 (new window) FSA (REINO UNIDO) 
02/03/2011
  • INVEST DIRECT GROUP
A warning PDF of date 02/03/2011 (new window) FSA (REINO UNIDO) 
09/03/2011
  • IDEAL MERGER GROUP
A warning PDF of date 09/03/2011 (new window) FSA (REINO UNIDO) 
19/11/2008
  • INTERNATIONAL DIGITAL SPORTS TECHNOLOGIES
A warning PDF of date 19/11/2008 (new window) FSA (REINO UNIDO) 
09/02/2011
  • INTERNATIONAL STOCK TRANSFER ADMINISTRATION
A warning PDF of date 09/02/2011 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial I.