As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 16 out of 50
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
12/03/2014
  • INVESTMENT ASSURANCE CORPORATION
A warning PDF of date 12/03/2014 (new window) SFSA (SUECIA) 
30/04/2014
  • ING BANK N.V (CLON)
A warning PDF of date 30/04/2014 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEL MISMO NOMBRE QUE ESTÁ DEBIDAMENTE REGISTRADA
09/07/2014
  • INVESTORS LTD
A warning PDF of date 09/07/2014 (new window) BFSC (BULGARIA) 
30/07/2014
  • INTER GLOBAL EQUITY
A warning PDF of date 30/07/2014 (new window) FSMA (BELGICA) 
27/08/2014
  • ISLANDBAY SERVICES LTD (BROKER CAPITAL)
A warning PDF of date 27/08/2014 (new window) BFSC (BULGARIA) 
01/10/2014
  • INTERNATIONAL CAPITAL MARKETS
A warning PDF of date 01/10/2014 (new window) AFM (PAISES BAJOS) 
22/10/2014
  • INTERNATIONAL MERGERS AND ACQUISITIONS BOARD OF JAPAN
A warning PDF of date 22/10/2014 (new window) FCA (REINO UNIDO) 
03/12/2014
  • INGLEDEW TRADING
A warning PDF of date 03/12/2014 (new window) FCA (REINO UNIDO) 
28/01/2015
  • IGETMANIA
A warning PDF of date 28/01/2015 (new window) CSSF (LUXEMBURGO) 
18/02/2015
  • INTERACTIVE BROKERAGE LTD (FORMER GLOBAL MARKETS LDT)
A warning PDF of date 18/02/2015 (new window) BFSC (BULGARIA) 

Consultation criteria: By type unauthorised entities, By initial I.