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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 6 out of 26
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
27/11/2019
  • INVESTMENT CHRONICLE
A warning PDF of date 27/11/2019 (new window) FCA (REINO UNIDO)<HTTPS://WWW.INVESTMENTCHRONICLE.CO.UK/SHORT-TERM/PROPERTY-BOND/?GCLID=EAIAIQOBCHMIRYSOIZDP4GIVBUTTCH19TGAXEAAYAIAAEGIZEFD_BWE>
07/09/2011
  • INVESTMENT CAPITAL CONSULTANTS (ICC)
A warning PDF of date 07/09/2011 (new window) FSA (REINO UNIDO) 
15/01/2020
  • INVESTMENT BRIDGE
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 
12/03/2014
  • INVESTMENT ASSURANCE CORPORATION
A warning PDF of date 12/03/2014 (new window) SFSA (SUECIA) 
31/10/2018
  • INVESTMENT 4 FUTURES LIMITED / TRADESFX LIMITED
A warning PDF of date 31/10/2018 (new window) CONSOB (ITALIA) 
19/04/2017
  • INVESTING GROUP TRADING
A warning PDF of date 19/04/2017 (new window) CONSOB (ITALIA) 
18/12/2019
  • INVESTING CAPITAL OPERANDO COMO DREAM EQUITY LTD
A warning PDF of date 18/12/2019 (new window) FCA (REINO UNIDO) 
01/07/2020
  • INVEST-FUND.PRO
A warning PDF of date 01/07/2020 (new window) FCA (REINO UNIDO) 
27/02/2019
  • INVESTFINANS BANK GROUP AB
A warning PDF of date 27/02/2019 (new window) FMA (AUSTRIA) 
27/02/2019
  • INVESTFINANS AB
A warning PDF of date 27/02/2019 (new window) FMA (AUSTRIA) 

Consultation criteria: By type unauthorised entities, By initial I.