As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 22 out of 50
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
30/05/2018
  • INTERNATIONAL MARKETS LIVE LIMITED (OPERANDO COMO IMARKETSLIVE)
A warning PDF of date 30/05/2018 (new window) FCA (REINO UNIDO) 
04/05/2011
  • INTERNATIONAL INVESTOR COMMISSION
A warning PDF of date 04/05/2011 (new window) FSA (REINO UNIDO) 
16/07/2002
  • INTERNATIONAL INVESTMENTS BANKERS (INVESBANKERS)
A warning PDF of date 16/07/2002 (new window) CBF (BELGICA) 
17/03/2021
  • INTERNATIONAL INVEST GROUP
A warning PDF of date 17/03/2021 (new window) CSSF (LUXEMBURGO) 
29/02/2012
  • INTERNATIONAL FINANCIAL TRADING COMMISSION
A warning PDF of date 29/02/2012 (new window) FSA (REINO UNIDO) 
07/11/2012
  • INTERNATIONAL FINANCIAL COURT (IFC) HONG KONG
A warning PDF of date 07/11/2012 (new window) FSA (REINO UNIDO) 
13/10/2022
  • INTERNATIONAL FINANCE BK
A warning PDF of date 13/10/2022 (new window) FSMA (BELGICA) 
01/10/2008
  • INTERNATIONAL EQUITY PORTFOLIO
A warning PDF of date 01/10/2008 (new window) SFSA (SUECIA) 
26/04/2006
  • INTERNATIONAL EQUITY ADVISORS INC.
A warning PDF of date 26/04/2006 (new window) FSA (REINO UNIDO) 
11/11/2009
  • INTERNATIONAL EQUITIES ORGANIZATION
A warning PDF of date 11/11/2009 (new window) SFC (HONG KONG) 

Consultation criteria: By type unauthorised entities, By initial I.