As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 18 out of 50
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
25/04/2012
  • ING INVESTMENT MANAGEMENT
A warning PDF of date 25/04/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD NO TIENE NINGUNA VINCULACIÓN CON LAS ENTIDADES DEBIDAMENTE AUTORIZADAS DENOMINADAS ING INVESTMENT MANAGEMENT (UK) LIMITED E ING ASSET MANAGEMENT BV
31/01/2024
  • ING LUXEMBOURG S.A. (CLONE)
A warning PDF of date 31/01/2024 (new window) CSSF (LUXEMBURGO)LA CSSF HA DETECTADO QUE ALGUNAS PERSONAS DESCONOCIDAS, UTILIZANDO LAS DIRECCIONES DE CORREO ELECTRÓNICO INGLUX@INFO-CLIENT.FR , ING-LU@CLIENTS-INFO.COM Y INGLU@CM-SERVICE.FR , SE ESTÁN HACIENDO PASAR POR LA ENTIDAD ING LUXEMBOURG S.A., CON QUIEN NO GUARDAN NINGUNA RELACIÓN.
21/09/2022
  • INGENUE CONSULTING LLC
A warning PDF of date 21/09/2022 (new window) CMVM (PORTUGAL) 
11/05/2022
  • INGENUE CONSULTING LLC
A warning PDF of date 11/05/2022 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
16/03/2022
  • INGENUE CONSULTING LLC.
A warning PDF of date 16/03/2022 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
03/12/2014
  • INGLEDEW TRADING
A warning PDF of date 03/12/2014 (new window) FCA (REINO UNIDO) 
09/02/2022
  • INGOINVEST
A warning PDF of date 09/02/2022 (new window) FSMA (BELGICA) 
07/08/2013
  • INI SECURITIES GMBH
A warning PDF of date 07/08/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE AUTORIZADA INI, SA
14/10/2004
  • INLANDIC BANK
A warning PDF of date 14/10/2004 (new window) FSC (ISLA DE MAN) 
14/10/2004
  • INLANDIC BANK I-BANK INLANDIC BANK BANK
A warning PDF of date 14/10/2004 (new window) FSC (ISLA DE MAN) 

Consultation criteria: By type unauthorised entities, By initial I.