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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 5 out of 26
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
18/07/2012
  • IKKO INVESTMENTS
A warning PDF of date 18/07/2012 (new window) CONSOB (ITALIA) 
09/05/2012
  • IMG ASSET MANAGEMENT
A warning PDF of date 09/05/2012 (new window) FSA (REINO UNIDO) 
30/03/2011
  • IMPACT FINANCE
A warning PDF of date 30/03/2011 (new window) FSAN (NORUEGA) 
27/03/2013
  • IMPAKT ONLINE MARKETING (IOM)
A warning PDF of date 27/03/2013 (new window) SFSA (SUECIA) 
29/01/2020
  • IMPERIAL FINANCES
A warning PDF of date 29/01/2020 (new window) FSMA (BELGICA) 
06/06/2007
  • IMPERIAL QUEST VENTURES LTD
A warning PDF of date 06/06/2007 (new window) SFSA (SUECIA) 
13/12/2006
  • IMPERIAL TRUST LLC
A warning PDF of date 13/12/2006 (new window) NAFM (PAISES BAJOS (HOLANDA)) 
23/08/2006
  • IMPERIAL TRUST LLC
A warning PDF of date 23/08/2006 (new window) SFC (HONG KONG) 
18/10/2017
  • IMPROVEMENT LOANS (CLON)
A warning PDF of date 18/10/2017 (new window) FCA (REINO UNIDO) 
02/12/2009
  • IMPULSA ZION, S.A. DE C.V. (INVERZIÓN)
A warning PDF of date 02/12/2009 (new window) CNBV (MEJICO) 

Consultation criteria: By type unauthorised entities, By initial I.